How to prepare the MiFID Compliance Report in 2023
online video recordings
certification of 5 hours of CPD
Director of Risk & Compliance at SALVUS Funds
- Member of the Global Institute of Internal Auditors (IIA)
- Member of the Cyprus Investment Funds Association (CIFA)
- Certified Actuarial Analyst (CAA)
- CySEC Advanced Certified Person
- CySEC certified Anti-Money Laundering Compliance Officer (AMLCO)
what is the MiFID Compliance Report course and how does it support its preparation in 2023?
The Compliance Annual Report represents a reporting obligation of regulated entities licensed to provide investment and crypto-asset services, examining matters of compliance with the MiFID framework. Additionally, the course discusses comprehensively the guidelines issued by the Cyprus Securities and Exchange Commission (CySEC) concerning certain aspects of the compliance function, including the Compliance Annual Report.
The course has been designed by SALVUS Funds to equip professionals with guidance in preparing the Compliance Annual Report following specific regulatory standards. The SALVUS Regulatory Compliance team has gained first-hand experience in preparing annual compliance reports for clients of varying business models. This experience is concentrated and presented through this self-study course.
The MiFID Compliance Report course is a self-paced learning course, developed for key position holders of CIF, CASP and other CySEC regulated entities. Professionals undertaking this course will gain the necessary information and skills to develop a complete and well-structured Compliance Annual Report. The course provides in detail the inspection areas to be examined within the report for all business units and functions involved with the provision of investment and ancillary services. It can further constitute a useful source of information for members of the Board of Directors, facilitating them with the review and approval of the report and Compliance Officers providing them with reporting tips to be followed.
The completion of this course counts towards Continuous Professional Development (CPD) annual requirements for CySEC Advanced and Basic certifications.